events | 01 June 2020

Training: MiFID II Safeguarding Client Money and Assets in Europe

The Markets in Financial Instruments Directive II (MIFID II) Recital 52 states that ‘the requirements concerning the protection of client assets are a crucial tool for the protection of clients in the provision of services and activities. Those requirements can be excluded when full ownership of funds and financial instrument is transferred to an investment firm to cover any present or future, actual or contingent or prospective obligations.

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