The purpose of the seminar is to provide understanding of the new provisions on investor protection under MiFID II and PRIIPs, including the target market and the organizational requirements for investment firms.
Expected learning outcomes
The expected learning outcomes of the seminar relate to the following:
- Acquisition of special knowledge on the legislative requirements in the field of investor protection
- Acquisition of an educational profile harmonized with the specified certificate standards applicable to the capital markets personnel
- Knowledge efficiency and readiness based on the relevant certification requirements as applicable under the financial regulations.
Who should attend
- Compliance officers
- Lawyers
- Investment services providers
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