Training: Outcomes-Based Approach to the Client Money & Asset Regime

National Competent Authorities (NCAs) are increasingly putting pressure on firms to provide assurance that the firm’s clients are adequately protected and demonstrate compliance through the oversight controls ensuring that they are understood and implemented. This workshop will provide delegates with an overview of these changes, impact assess what these requirements practically mean for firms and the risks that firms will need to consider in order to maintain compliance with the requirements particularly during times of economic and political change.

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Cyprus Profile

events | 22 October 2019